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Securities Exam Training and The
Securities Institute of America, Inc.®
are partnered to provide specially designed self-study test
preparation programs for the most popular FINRA (FINRA) securities exams.
If you are looking for
Series
62 or Series 7 test preparation
materials so you can get
your
securities license, Securities Exam Training's web delivered
program may be the most convenient alternative for you.
These specially designed programs
will help you pass the standardized securities exams through textbooks and
supplemental test questions via CD-rom or web-download.
Check out the all on-line study program available for the
Series 6, Series 7,
Series 24, Series 26,
Series 63,
Series 65, and Series 66 exams for $99 for a one year
enrollment! Nice.
The actual exams, administered by FINRA (NASD) through the Prometric and
Pearson VUE testing centers, are assigned numbers and are
classified into registered representatives, registered
principals, and state-required exams.
FINRA (FINRA) Registered
Representative exams offered through Securities Exam
Training include: Series
6 (mutual funds),
Series 7
(all securities), and
Series 62 (corporate securities). The New York Stock
Exchange Series 7 is most often referred to as "the stockbroker
exam". The registered "rep" exams are, generally, a
prerequisite for the related registered principal exams. For example, if you wish to have the Series 24,
you must have passed the Series 7 or Series 62; if you want the
Series 26, you must have passed the Series 6 or the Series 7
exam.
FINRA (FINRA) Registered Principal
exams offered through Securities Exam Training are:
Series 24
(general securities),
Series 26
(mutual funds), and
Series 55 (equity trader) exams.
NASAA state registration and Investment
Adviser study programs include: Series 63, 65, and 66.
The Series 63
State Law Exam is required for registration
by most states in addition to a registered rep exam. The
Series 65 Uniform Registered Investment Adviser is a stand
alone exam for those who want to register as Registered
Investment Advisers. The
Series 66
Investment Adviser and State laws combined exam is
for those who have passed the Series 7 exam and also want to be RIAs; and
If you need assistance in preparing the
application forms and Disclosure Document ("ADV") for your
Registered Investment Adviser firm or for your Commodity Trading
Adviser firm contact us for a list of
consultants who specialize in that service!
For a list of Test
Locations, the U-10 Form
and other Links,
click
here.
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Registered Representative
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Registered Principal
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Note: All exams are continually being updated.
We encourage you to sit for your exam within 120
days of purchasing your course!
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